Read up on our latest announcements, thoughts on equity compensation, product updates, and strategies for your startup equity.
Securities offered through Secfi Securities LLC Member of FINRA.
Check the background of this investment professional on FINRA’s BrokerCheck.
No assurances can be made that projected returns will correlate in any way to past results, and no representation is made that results similar to those shown can be achieved. Past results are not necessarily indicative of future results. SecFi Advisory Limited (the "Adviser"), a wholly owned subsidiary of SecFi, Inc. ("SecFi"), is regulated by the Securities and Exchange Commission as an exempt reporting adviser, providing non-discretionary investment advice to private funds. Specifically, the Adviser serves as a non-discretionary sub-adviser to certain pooled investment vehicles (each, a "Fund") managed by a third-party manager (the "Fund Manager"). Each Fund has been or will be formed by the Fund Manager for various purposes, including but not limited to, acquiring exposure to the stock ("Shares") of late-stage and growth-stage private technology companies ("Companies") held by the employees of such Companies who are seeking liquidity ("Shareholders"). The Adviser provides investment management services to the Funds on a non-discretionary basis solely with respect to the recommendation of certain Private Financing Contracts in order to facilitate each Fund’s desired exposure to the relevant Companies. Such advisory services performed by the Adviser are limited exclusively to recommending, arranging and negotiating Private Financing Contracts on behalf of each Fund. The Adviser does not have discretion to make investments on behalf of a Fund save for recommending and negotiating Private Financing Contracts consistent with the general strategy and investment guidelines of a particular Fund. Accordingly, the Funds are the Adviser’s clients; Shareholders are not customers or clients of the Adviser, and the Adviser does not provide any type of investment, securities, tax, or brokerage advice or services to the Shareholders in any capacity. Users of this website should consult with their own investment, tax and legal advisors.